John Rizvi

Your original idea has led you to have an invention. Do not let the win distract you from the fact that filing the wrong patent application at the wrong time can undo all your hard work. Do not rush to the USPTO yet. Understand the differences between provisional vs non provisional patent applications first. Let John Rizvi guide you on your patent strategy.

What is a Provisional Patent?

A provisional patent gets your foot in the door of the United States Patent and Trademark Office. It serves as a preliminary filing and gets you an early priority date. You provide a full description of your invention in a provisional application.

Benefits of a Provisional Patent Application

  • Establishes an early priority date for your invention. That is essential in a first-to-file system.
  • Documents a written description to provide a placeholder for your invention. It allows you to refine your idea against a non-provisional application.
  • Saves you from responding to the Patent Office since a patent examiner is not assigned to your application.

What is a Non-Provisional Patent?

A non-provisional patent application (also called a utility patent application) is a formal application you submit to the Patent Office. Your patent attorney will have to file the application for you to obtain patent approval.

Benefits of a Non-Provisional Application

  • The USPTO runs a non-provisional application through a complete examination to determine patentability. It can lead to the permission of an enforceable patent.
  • A utility patent application gives you exclusive patent protection for your invention. When granted, it prohibits others from selling, making, or using it.
  • Begins the process of securing patent rights for a long time. They provide a great patent term when combined with a priority date from a provisional application.

Distinguishing Factors Between Provisional vs Non Provisional Patent Applications

A provisional patent application is an informal application submitted to the United States Patent and Trademark Office. A non-provisional patent application is a formal application filed with the USPTO. 

Have a look at both patent applications before you finalize one for yourself.

AspectProvisional Patent ApplicationNon-Provisional Patent Application
Purpose and protectionSets an early effective filing date; no enforceable protection.Seeks a granted patent with enforceable patent protection.
DurationExpires after 12 months.Up to 20 years from the filing date (if or when converted from provisional).
RequirementsLess formal; needs a written description. No claims.Formal; requires detailed claims and specifications with drawings.
ExaminationNot examined.A complete examination process by the USPTO
PrioritySets an early filing date for a later non-provisionalClaims an early filing date from a provisional or earlier application
CostLower filing fee; no maintenanceHigher fees (filing, examination, maintenance)

When to Choose a Provisional Patent Application?

Understanding when to choose a provisional patent application helps you leverage the period. It saves you from committing to an extensive non-provisional process. Use this application in these situations:

  • Market Testing: The provisional period gives you an extra year to test your product in the marketplace. It lets you observe how your invention will fare in the future and whether it is worthy of continuation.
  • Effective Priority: A provisional application uses lower filing fees to secure an early filing date.
  • Patentability: A provisional application is not as detailed as a non-provisional one. This means you have more time to explore future steps.

When to Choose a Non-Provisional Patent Application? 

Non-provisional applications are the gateway to enforceable patent rights. Pay attention to these factors to see if this application fits your legal needs.

  • Speeding Up the Examination Queue: Non-provisional applications enter a queue when they are filed with the USPTO. Skip the provisional application if you want to get into the queue as soon as possible.
  • Full Legal Protection: Non-provisional patent applications undergo a complete review. They aim for a patent that allows exclusive rights.
  • Base for International Protection: A non-provisional application claims priority within a specific period in foreign countries. It simplifies global patenting efforts.

Conclusion

A provisional vs non provisional patent application should not be a competition. The smartest approach is to use both for your invention. Start with a provisional to secure priority and then convert it into a non-provisional application within 12 months. The key is to file with a strategy. Guidance from a professional like John Rizvi ensures your idea does not just stay yours but rather stays protected.

FAQ

A provisional patent application is an informal filing. Its purpose is to get a priority date for your invention. It gives you 12 months to develop or refine your idea.

The USPTO reviews a submitted non-provisional patent application to determine patentability. It grants enforceable patent rights that stop others from using your invention.

Prepare a detailed description of your invention. File it with the USPTO. You can file online through the USPTO’s EFS-Web system with the required fees.

Yes. You can sell your product after filing a provisional patent while claiming “patent pending.” Just remember it only gives you a priority date.

Yes. Non-provisional patent applications are published 18 months after filing. They are to remain public unless withdrawn before publication.

Provisional applications are not examined. They are not rejected. They may fail to support later patent claims.

No. A provisional patent is not a patent. It just serves as a placeholder. A non-provisional application must follow it within 12 months to seek actual patent rights.

The phrase “big five patents” refers to major categories: utility, design, plant, provisional, and non-provisional. Utility, design, and plant are the three actual types of granted patents.